Filing Details

Accession Number:
0001209191-10-001672
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-06 12:00:00
Reporting Period:
2010-01-04
Filing Date:
2010-01-06
Accepted Time:
2010-01-06 12:12:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
54991 Keithley Instruments Inc KEI Instruments For Meas & Testing Of Electricity & Elec Signals (3825) 340794417
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1073329 P Joseph Keithley Keithley Instruments, Inc.
28775 Aurora Road
Solon OH 44139
Director, Chairman, Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2010-01-04 100 $4.63 130,493 No 4 P Direct
Common Shares Acquisiton 2010-01-04 1,000 $4.77 131,493 No 4 P Direct
Common Shares Acquisiton 2010-01-05 699 $4.70 132,192 No 4 P Direct
Common Shares Acquisiton 2010-01-05 300 $4.72 132,492 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Shares 1,954,816 Indirect Partnership
Class B Common Shares 46,062 Indirect Trust
Class B Common Shares 130,000 Direct
Restricted Common Shares 1,308 Direct
Common Shares 2,448 Indirect Wife
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Common Share Option $45.13 2002-08-02 2010-08-01 120,000 120,000 Direct
Common Shares Common Share Option $18.41 2003-07-25 2011-07-24 100,000 100,000 Direct
Common Shares Common Share Option $13.76 2004-07-24 2012-07-23 100,000 100,000 Direct
Common Shares Common Share Option $16.12 2005-08-10 2013-07-18 100,000 100,000 Direct
Common Shares Common Share Option $18.75 2005-02-15 2014-07-16 70,000 70,000 Direct
Common Shares Common Share Option $15.05 2007-10-04 2015-10-03 55,000 55,000 Direct
Common Shares Common Share Option $9.12 2009-11-09 2017-11-09 38,300 38,300 Direct
Common Shares Performance Award Unit $0.00 2010-09-30 19,300 19,300 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2010-08-01 120,000 120,000 Direct
2011-07-24 100,000 100,000 Direct
2012-07-23 100,000 100,000 Direct
2013-07-18 100,000 100,000 Direct
2014-07-16 70,000 70,000 Direct
2015-10-03 55,000 55,000 Direct
2017-11-09 38,300 38,300 Direct
19,300 19,300 Direct
Footnotes
  1. Keithley Investment Co. Limited Partnership
  2. Joseph F. Keithley 1988 Family Trust - reporting person is Trustee
  3. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2009.
  4. Restricted shares will become fully vested on December 1, 2010
  5. Date reported applies to 50% of total, one-half of the balance is then exercisable in each succeeding year.
  6. Each Performance Award Unit represents the right to receive one common share. The number of units initially awarded, the target, is shown above. The actual number of units that will be awarded and converted to shares is based upon: a) the Company's revenue growth as compared to a defined Peer Group and, b) the Company maintaining an acceptable level of profitability during the performance period which ends on the date exercisable (the "vesting date"). Awarded units are automatically converted to shares under the Plan on or before the December 31st following the Vesting Date.