Filing Details

Accession Number:
0001144204-10-004492
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-29 12:00:00
Reporting Period:
2010-01-27
Filing Date:
2010-01-29
Accepted Time:
2010-01-29 16:10:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895642 Ener1 Inc HEV Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 592479377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1482548 Jeffrey Seidel 1540 Broadway
Suite 25C,
New York NY US 10036
Chief Strategy Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-01-27 10,000 $4.10 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock option $7.25 2009-10-30 2013-10-30 20,000 20,000 Direct
Common Stock Stock option $7.25 2009-10-30 2008-10-30 55,000 55,000 Direct
Common Stock Stock option $4.05 2010-02-17 2014-02-17 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-10-30 20,000 20,000 Direct
2008-10-30 55,000 55,000 Direct
2014-02-17 20,000 20,000 Direct
Footnotes
  1. Incentive stock option vests one third on each annual anniversary date.
  2. Performance based options which are earned based upon achieving certain performance goals. Options that are earned vest one third on each annual anniversary date of the grant.