Filing Details

Accession Number:
0001140361-10-002346
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-21 12:00:00
Reporting Period:
2010-01-20
Filing Date:
2010-01-21
Accepted Time:
2010-01-21 20:22:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1095981 Cytori Therapeutics Inc. CYTX Surgical & Medical Instruments & Apparatus (3841) 330827593
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1259720 Carmack E Holmes 3020 Callan Road
San Diego CA 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-01-20 10,000 $3.47 12,472 No 4 M Direct
Common Stock Acquisiton 2010-01-20 10,000 $3.12 22,472 No 4 M Direct
Common Stock Disposition 2010-01-20 3,900 $9.00 18,572 No 4 S Direct
Common Stock Disposition 2010-01-20 1,000 $9.01 17,572 No 4 S Direct
Common Stock Disposition 2010-01-20 800 $9.04 16,772 No 4 S Direct
Common Stock Disposition 2010-01-20 3,400 $9.05 13,372 No 4 S Direct
Common Stock Disposition 2010-01-20 2,200 $9.06 11,172 No 4 S Direct
Common Stock Disposition 2010-01-20 2,300 $9.07 8,872 No 4 S Direct
Common Stock Disposition 2010-01-20 100 $9.08 8,772 No 4 S Direct
Common Stock Disposition 2010-01-20 1,300 $9.08 7,472 No 4 S Direct
Common Stock Disposition 2010-01-20 500 $9.09 6,972 No 4 S Direct
Common Stock Disposition 2010-01-20 400 $9.10 6,572 No 4 S Direct
Common Stock Disposition 2010-01-20 800 $9.12 5,772 No 4 S Direct
Common Stock Disposition 2010-01-20 1,300 $9.13 4,472 No 4 S Direct
Common Stock Disposition 2010-01-20 1,500 $9.14 2,972 No 4 S Direct
Common Stock Disposition 2010-01-20 500 $9.16 2,472 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-01-20 10,000 $0.00 20,000 $3.47
Common Stock Non-Qualified Stock Option Disposition 2010-01-20 10,000 $0.00 35,000 $3.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
205,000 2004-08-11 2013-08-11 No 4 M Direct
195,000 2005-03-02 2015-02-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,161 Indirect By Trust
Footnotes
  1. The exercise of stock options and sales of shares were executed pursuant to a Rule 10b5-1 Trading Plan.
  2. These shares are held of record by E. Carmack Holmes & Carolyn K Holmes TTEE, Holmes Living Trust DD 05/15/92.
  3. The option vests 1/48th each month after a one-year cliff from date of grant.
  4. The options vest as to 1/48th each month from date of grant.