Filing Details

Accession Number:
0001140361-10-001613
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-12 12:00:00
Reporting Period:
2010-01-08
Filing Date:
2010-01-12
Accepted Time:
2010-01-12 19:20:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73020 Northwest Natural Gas Co NWN Natural Gas Distribution (4924) 930256722
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192773 S Mark Dodson 220 Nw Second Avenue
Portland OR 97209
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-01-08 1,722 $0.00 19,019 No 5 G Indirect See Footnote
Common Stock Acquisiton 2010-01-08 1,722 $0.00 12,431 No 5 G Indirect By Trust
Common Stock Disposition 2010-01-08 582 $44.65 18,437 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect See Footnote
No 5 G Indirect By Trust
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option to Buy $34.29 2011-12-31 23,000 23,000 Direct
Common Stock Employee Stock Option to Buy $44.48 2011-12-31 23,000 23,000 Direct
Common Stock Employee Stock Option to Buy $43.29 2011-12-31 25,000 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-12-31 23,000 23,000 Direct
2011-12-31 23,000 23,000 Direct
2011-12-31 25,000 25,000 Direct
Footnotes
  1. 1,722 shares were previously reported as indirectly beneficially owned under the Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives but were contributed to the trust referred to in footnote 4 on January 8, 2010.
  2. Reflects shares that have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
  3. Mr. Dodson gifted to the trust referred to in Footnote 4, 351 shares on November 6, 2009 and 1,185 shares on November 23, 2009. These gifts of shares will be reported on a Form 5 for the year ending 2009.
  4. These shares are held in a trust for the benefit of the reporting person's spouse. The filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  5. On December 23, 2009 the reporting person elected to sell a portion of a distribution under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives on January 8, 2010 to pay for tax withholding on a distribution on that date.
  6. Option was granted for 23,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vested in installments of 5,750 shares on each February 22, 2007 and January 1, 2008. Pursuant to the Plan, the remaining 11,500 shares became fully exercisable upon Mr. Dodson's retirement on December 31, 2008. The option expires on December 31, 2011.
  7. Option was granted for 23,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vested in installment of 5,750 shares on February 21, 2008. Pursuant to the Plan, the remaining 17,250 shares became fully exercisable upon Mr. Dodson's retirement on December 31, 2008. The option expires on December 31, 2011.
  8. Option was granted for 25,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). Pursuant to the Plan, the remaining 25,000 shares became fully exercisable upon Mr. Dodson's retirement on December 31, 2008. The option expires on December 31, 2011.