Filing Details

Accession Number:
0001144204-10-003846
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-27 12:00:00
Reporting Period:
2010-01-27
Filing Date:
2010-01-27
Accepted Time:
2010-01-27 16:23:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895642 Ener1 Inc HEV Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 592479377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1351384 Charles Gassenheimer C/o Ener1, Inc.
1540 Broadway Suite 25C
New York NY US 10036
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-01-27 600 $4.07 286,314 No 4 P Direct
Common Stock Acquisiton 2010-01-27 2,090 $4.10 288,404 No 4 P Direct
Common Stock Acquisiton 2010-01-27 2,800 $4.11 291,204 No 4 P Direct
Common Stock Acquisiton 2010-01-27 5,733 $4.14 296,937 No 4 P Direct
Common Stock Acquisiton 2010-01-27 8,777 $4.15 305,714 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock warrant $2.10 2007-01-05 2012-01-05 71,429 71,429 Direct
Common Stock stock option $4.90 2007-12-19 2012-12-19 142,858 142,858 Direct
Common Stock stock option $4.05 2009-02-17 2014-02-17 200,000 200,000 Direct
Common Stock stock option $6.55 2009-05-19 2014-05-19 200,000 200,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-01-05 71,429 71,429 Direct
2012-12-19 142,858 142,858 Direct
2014-02-17 200,000 200,000 Direct
2014-05-19 200,000 200,000 Direct
Footnotes
  1. Open market purchase of common stock.
  2. Stock options immediately vest except options granted May 19, 2009, which vest one third each year on the anniversary date of the grant and are subject to performance milestones.