Filing Details
- Accession Number:
- 0001181431-10-003142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-14 12:00:00
- Reporting Period:
- 2010-01-12
- Filing Date:
- 2010-01-14
- Accepted Time:
- 2010-01-14 19:33:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297401 | Dreamworks Animation Skg Inc. | DWA | Services-Motion Picture & Video Tape Production (7812) | 680589190 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1416058 | John Batter | C/O Dreamworks Animation Skg, Inc. 1000 Flower Street Glendale CA 91201 | Co-President Of Production | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-01-13 | 8,196 | $28.10 | 75,899 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2010-01-13 | 8,196 | $40.33 | 67,703 | No | 4 | S | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-01-13 | 4,009 | $31.37 | 71,712 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2010-01-13 | 4,009 | $40.19 | 67,703 | No | 4 | S | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-01-13 | 11,604 | $24.80 | 79,307 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2010-01-13 | 11,604 | $40.30 | 67,703 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Appreciation Rights | Disposition | 2010-01-12 | 30,247 | $0.00 | 30,247 | $24.80 |
| Class A Common Stock | Stock Appreciation Rights | Disposition | 2010-01-12 | 27,296 | $0.00 | 27,296 | $28.10 |
| Class A Common Stock | Stock Appreciation Rights | Disposition | 2010-01-12 | 18,318 | $0.00 | 18,318 | $31.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,166 | 2016-01-03 | No | 4 | M | Direct | |
| 81,891 | 2018-10-31 | No | 4 | M | Direct | |
| 52,319 | 2017-11-02 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions ranging from $40.03 to $40.53 inclusive. The reporting person undertakes to provide DreamWorks Animation SKG, Inc., and any securityholder of DreamWorks Animation SKG, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions ranging from $40.04 to $40.32 inclusive. The reporting person undertakes to provide DreamWorks Animation SKG, Inc., and any securityholder of DreamWorks Animation SKG, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions ranging from $40.04 to $40.52 inclusive. The reporting person undertakes to provide DreamWorks Animation SKG, Inc., and any securityholder of DreamWorks Animation SKG, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
- The stock appreciation rights vest in five installments. The stock appreciation rights exercised vested on January 2, 2007, January 2, 2008 and January 2, 2009.
- The stock appreciation rights vest in four installments. The stock appreciation rights exercised vested on October 31, 2009.
- The stock appreciation rights vest in four installments. The stock appreciation rights exercised vested on November 2, 2008 and November 2, 2009.
Billionaire Hedge Funds
