Filing Details

Accession Number:
0001225208-10-001451
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-13 12:00:00
Reporting Period:
2010-01-11
Filing Date:
2010-01-13
Accepted Time:
2010-01-13 07:53:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1097587 M Theodore Solso 500 Jackson Street
Columbus IN 47201
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2010-01-11 5,000 $55.13 483,088 No 4 S Direct
Common Disposition 2010-01-11 5,000 $55.00 478,088 No 4 S Direct
Common Disposition 2010-01-11 10,000 $55.02 468,088 No 4 S Direct
Common Disposition 2010-01-11 10,000 $55.00 458,088 No 4 S Direct
Common Disposition 2010-01-11 20,000 $55.03 438,088 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 32,708 Indirect By Spouse
Common 9,806 Indirect ESOT
Common 150,000 Indirect GRAT
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $19.42 2011-03-02 2019-03-02 82,750 82,750 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-03-02 82,750 82,750 Direct
Footnotes
  1. The share sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on 8/25/2009.
  2. The number of shares is based on the dollar value of the reporting person's interest in the ESOT as most recently provided by the ESOT. The actual number of shares underlying the interest is not known since the ESOT is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.