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Home > Insider Trading > Filing (0001225208-10-001201)

Filing Details

Accession Number:: 0001225208-10-001201
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-01-08 12:00:00
Reporting Period:: 2010-01-06

Filing Date:: 2010-01-08
Accepted Time:: 2010-01-08 12:11:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1064587	Jr I Leo Higdon	Two International Place Eaton Vance Boston MA 02110		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2009-11-12	100	$0.00	9,622	No	5	G	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2010-01-06	5,672	$10.58	15,294	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2010-01-06	5,672	$31.14	9,622	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2010-01-06	5,672	$0.00	5,672	$10.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2010-02-01	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$13.56		2010-12-15	7,372	7,372	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$17.83		2011-12-21	12,000	12,000	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$15.05		2012-12-20	12,000	12,000	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$18.14		2013-12-19	12,000	12,000	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$25.39		2014-12-17	12,000	12,000	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$27.58		2015-12-16	8,200	8,200	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$30.11	2006-11-01	2016-11-01	8,000	8,000	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$48.39	2007-11-01	2017-11-01	6,700	6,700	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.99	2008-11-03	2018-11-03	5,800	5,800	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.17	2009-11-02	2019-11-02	4,766	4,766	Direct
Eaton Vance Corp. Non-Voting Common Stock	Phantom Stock	$0.00	2010-11-03	2010-11-03	2,334	2,334	Direct
Eaton Vance Corp. Non-Voting Common Stock	Phantom Stock	$0.00	2011-11-02	2011-11-02	1,775	1,775	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2010-12-15	7,372	7,372	Direct
2011-12-21	12,000	12,000	Direct
2012-12-20	12,000	12,000	Direct
2013-12-19	12,000	12,000	Direct
2014-12-17	12,000	12,000	Direct
2015-12-16	8,200	8,200	Direct
2016-11-01	8,000	8,000	Direct
2017-11-01	6,700	6,700	Direct
2018-11-03	5,800	5,800	Direct
2019-11-02	4,766	4,766	Direct
2010-11-03	2,334	2,334	Direct
2011-11-02	1,775	1,775	Direct

Footnotes

These options vest over a 4 year period at 25% per year.
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.