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Home > Insider Trading > Filing (0001209191-10-005674)

Filing Details

Accession Number:: 0001209191-10-005674
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2010-01-29 12:00:00
Reporting Period:: 2009-12-24

Filing Date:: 2010-01-29
Accepted Time:: 2010-01-29 20:54:44
Original Submission Date:: 2009-12-28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1463972	Vuzix Corp	VZX:TSXV	Computer Peripheral Equipment, Nec (3577)	043392453

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1474779	William Lee	C/O Vuzix Corporation 75 Town Centre Drive Rochester NY 14623		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2009-12-24	100,000	$0.00	100,000	No	4	P	Direct
Common Stock	Acquisiton	2009-12-24	25,000	$0.00	25,000	No	4	P	Indirect	By spouse
Common Stock	Acquisiton	2009-12-24	25,000	$0.00	25,000	No	4	P	Indirect	By son

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	By spouse
No	4	P	Indirect	By son

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	warrant ? right to buy	Acquisiton	2009-12-24	50,000	$0.00	50,000	$0.28
Common Stock	warrant ? right to buy	Acquisiton	2009-12-24	12,500	$0.00	12,500	$0.28
Common Stock	warrant ? right to buy	Acquisiton	2009-12-24	12,500	$0.00	12,500	$0.28

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,000	2009-12-24	2012-12-23	No	4	P	Direct
12,500	2009-12-24	2012-12-23	No	4	P	Indirect
12,500	2009-12-24	2012-12-23	No	4	P	Indirect

Footnotes

The shares of common stock reported in Table I and the warrants reported in Table II were acquired as units consisting of one share of common stock and one-half of one warrant at the purchase price of $0.18996 per unit.