Filing Details
- Accession Number:
- 0001209191-10-001789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-06 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-06
- Accepted Time:
- 2010-01-06 14:57:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1064728 | Peabody Energy Corp | BTU | Bituminous Coal & Lignite Surface Mining (1221) | 134004153 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1378720 | C Alexander Schoch | 701 Market Street St. Louis MO 63101 | Exec Vp & Clo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-06 | 8,614 | $39.16 | 10,070 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-01-06 | 12,665 | $34.96 | 22,735 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-01-06 | 7,311 | $26.84 | 30,046 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-06 | 28,500 | $50.00 | 1,546 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-06 | 90 | $50.02 | 1,456 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-01-04 | 11,097 | $0.00 | 11,097 | $47.87 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-01-06 | 8,614 | $0.00 | 8,614 | $39.16 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-01-06 | 12,665 | $0.00 | 12,665 | $34.96 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-01-06 | 7,311 | $0.00 | 7,311 | $26.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,097 | 2020-01-04 | No | 4 | A | Direct | |
| 0 | 2016-10-16 | No | 4 | M | Direct | |
| 0 | 2017-01-03 | No | 4 | M | Direct | |
| 14,623 | 2010-01-05 | 2019-01-05 | No | 4 | M | Direct |
Footnotes
- This exercise/sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person.
- Includes 1,456 shares held by the reporting person in the Company's Employee Stock Purchase Plan.
- The options vest in three equal annual installments beginning January 5, 2011.
- Does not include employee stock options with different expiration dates and exercise prices.
- 4,307 options vested on January 3, 2009 and 4,307 options vested on January 3, 2010.
- 6,332 options vested on January 3, 2009 and 6,333 options vested on January 3, 2010.
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