Filing Details

Accession Number:
0000943374-10-000113
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-25 12:00:00
Reporting Period:
2010-01-25
Filing Date:
2010-01-25
Accepted Time:
2010-01-25 16:47:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1338248 New England Bancshares Inc. NEBS Savings Institution, Federally Chartered (6035) 043693643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201616 F John Parda 855 Enfield Street
Enfield CT 06082
Executive Vice President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-01-25 1,300 $5.09 8,111 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,669 Indirect By 401(k)
Common Stock 10,194 Indirect By ESOP
Common Stock 7,695 Indirect By IRA
Common Stock 2,000 Indirect By Stock Award
Common Stock 464 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $6.40 2004-12-11 2013-02-11 9,473 9,473 Direct
Common Stock Stock Options (Right to Buy) $8.17 2005-05-10 2014-05-10 4,736 4,736 Direct
Common Stock Stock Options (Right to Buy) $12.84 2007-09-11 2016-09-11 4,000 4,000 Direct
Common Stock Stock Options (Right to Buy) $13.29 2008-04-09 2017-04-09 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-02-11 9,473 9,473 Direct
2014-05-10 4,736 4,736 Direct
2016-09-11 4,000 4,000 Direct
2017-04-09 5,000 5,000 Direct
Footnotes
  1. Stock Awards granted pursuant to New England Bancshares, Inc. 2006 Equity Incentive Plan vest ratably over the five year period commencing on September 11, 2007.
  2. Stock Options granted pursuant to New England Bancshares, Inc. 2003 Stock-Based Incentive Plan vest ratably over the five year period commencing on February 11, 2004.
  3. Stock Options granted pursuant to New England Bancshares, Inc. 2003 Stock-Based Incentive Plan vest ratably over the five year period commencing on May 10, 2005.
  4. Stock Options granted pursuant to New England Bancshares, Inc. 2006 Equity Incentive Plan vest ratably over the five year period commencing on September 11, 2007.
  5. Stock Options granted pursuant to New England Bancshares, Inc. 2003 Stock-Based Incentive Plan vest ratably over the five year period commencing on April 9, 2008.