Filing Details
- Accession Number:
- 0001127602-10-001523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-13 12:00:00
- Reporting Period:
- 2010-01-12
- Filing Date:
- 2010-01-13
- Accepted Time:
- 2010-01-13 16:59:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1315720 | S Jingshyh Su | 1441 Gardiner Lane Louisville KY 40213 | Pres. - Yum Rest. China | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-01-12 | 50,000 | $36.00 | 216,813 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-12 | 75,282 | $7.57 | 292,095 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-12 | 75,282 | $36.00 | 216,813 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-13 | 37,000 | $7.57 | 253,813 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-13 | 37,000 | $36.00 | 216,813 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-01-12 | 75,282 | $0.00 | 75,282 | $7.57 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-01-13 | 37,000 | $0.00 | 37,000 | $7.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 37,000 | 2001-01-27 | 2010-01-27 | No | 4 | M | Direct |
| 0 | 2001-01-27 | 2010-01-27 | No | 4 | M | Direct |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades at prices ranging from $36.00 to $36.02. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regardding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
