Filing Details

Accession Number:
0000914190-13-000515
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-08 13:00:00
Reporting Period:
2013-06-18
Filing Date:
2013-08-08
Accepted Time:
2013-08-08 17:56:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719866 Arctic Cat Inc ACAT Miscellaneous Transportation Equipment (3790) 411443470
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248135 H Roger Skime 601 Brooks Ave. S.
P.o. Box 810
Thief River Falls MN 56701
Vp Research & Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-18 8,505 $6.26 57,034 No 4 M Direct
Common Stock Disposition 2013-06-18 1,120 $47.46 55,914 No 4 F Direct
Common Stock Disposition 2013-06-18 7,385 $47.54 48,529 No 4 S Direct
Common Stock Acquisiton 2013-06-19 3,611 $27.69 52,140 No 4 M Direct
Common Stock Acquisiton 2013-06-19 480 $6.26 52,620 No 4 M Direct
Common Stock Acquisiton 2013-06-19 13,040 $10.79 65,660 No 4 M Direct
Common Stock Disposition 2013-06-19 2,105 $47.50 63,555 No 4 F Direct
Common Stock Disposition 2013-06-19 64 $47.50 63,491 No 4 F Direct
Common Stock Disposition 2013-06-19 2,962 $47.50 60,529 No 4 F Direct
Common Stock Disposition 2013-06-19 12,000 $47.50 48,529 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-06-19 3,611 $0.00 3,611 $27.69
Common Stock Stock Option (Right to Buy) Disposition 2013-06-18 8,505 $0.00 8,505 $6.26
Common Stock Stock Option (Right to Buy) Disposition 2013-06-19 480 $0.00 480 $6.26
Common Stock Stock Option (Right to Buy) Disposition 2013-06-19 13,040 $0.00 13,040 $10.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,389 2014-08-04 No 4 M Direct
480 2019-08-06 No 4 M Direct
0 2019-08-06 No 4 M Direct
4,903 2020-04-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,322 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $21.96 2015-08-03 394 394 Direct
Common Stock Stock Option (Right to Buy) $15.77 2021-04-01 15,853 15,853 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-08-03 394 394 Direct
2021-04-01 15,853 15,853 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.52 to $47.68 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 to $47.52 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Includes (i) 634 restricted stock units that vest on 4/1/14.
  4. Reflects the current number of shares held in reporting person's 401(k) plan based on a current plan statement.
  5. Fully exercisable.
  6. Vests in three equal annual installments beginning on 4/1/12.