Filing Details

Accession Number:
0000892712-13-000521
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-08 13:00:00
Reporting Period:
2013-08-06
Filing Date:
2013-08-08
Accepted Time:
2013-08-08 17:13:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895665 Superconductor Technologies Inc SCON Radio & Tv Broadcasting & Communications Equipment (3663) 770158076
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399913 C Leroy Kopp 8400 Normandale Lake Boulevard
Suite 1450
Bloomington MN 55437
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-06 1,111,729 $0.00 1,535,290 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Term A Common Stock Warrants (right to buy) Acquisiton 2013-08-06 1,111,729 $0.00 1,111,729 $2.57
Common Stock Term B Common Stock Warrants (right to buy) Acquisiton 2013-08-06 1,111,729 $0.00 555,865 $2.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,111,729 2013-08-06 2018-08-06 No 4 P Direct
1,111,729 2013-08-06 2015-08-06 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,000 Indirect By Spouse
Footnotes
  1. The reported securities are included within the 1,111,729 Class A Units (each, a "Unit") of Superconductor Technologies Inc. purchased by the reporting person for $1.799 per Unit. Each Unit consists of one share of common stock, one Term A warrant to purchase one share of common stock at an exercise price of $2.57, and one Term B warrant to purchase one-half of one share of common stock at an exercise price of $2.57.
  2. The filing of this report shall not be deemed an admission that Mr. Kopp is the beneficial owner of these shares for purposes of Section 16 of the Exchange Act of 1934.