Filing Details

Accession Number:
0001209191-12-028310
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-15 13:00:00
Reporting Period:
2012-05-14
Filing Date:
2012-05-15
Accepted Time:
2012-05-15 17:11:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-14 600 $13.13 2,695,680 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 200 $13.13 2,695,480 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 1,600 $13.14 2,693,880 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 100 $13.15 2,693,780 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 1,565 $13.15 2,692,215 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 200 $13.16 2,692,015 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 967 $13.16 2,691,048 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 600 $13.17 2,690,448 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 2,239 $13.17 2,688,209 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 100 $13.18 2,688,109 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 100 $13.18 2,688,009 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 100 $13.19 2,687,909 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 100 $13.20 2,687,809 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 100 $13.20 2,687,709 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 800 $13.20 2,686,909 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 300 $13.21 2,686,609 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 100 $13.21 2,686,509 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 200 $13.22 2,686,309 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 1,800 $13.22 2,684,509 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 200 $13.23 2,684,309 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 2,900 $13.23 2,681,409 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 1,800 $13.24 2,679,609 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 500 $13.26 2,679,109 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 100 $13.27 2,679,009 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 3,200 $13.27 2,675,809 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 400 $13.28 2,675,409 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 4,700 $13.28 2,670,709 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 300 $13.29 2,670,409 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 100 $13.29 2,670,309 No 4 S Indirect By Trust
Common Stock Disposition 2012-05-14 200 $13.30 2,670,109 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneficial owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.