Filing Details
- Accession Number:
- 0001179110-12-008407
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-14 13:00:00
- Reporting Period:
- 2012-05-10
- Filing Date:
- 2012-05-14
- Accepted Time:
- 2012-05-14 18:00:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207712 | A Phillip Clough | 400 East Pratt Street, Suite 910 Baltimore MD 21202-3116 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-10 | 21,086 | $8.55 | 40,868 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-05-10 | 18,612 | $10.70 | 59,480 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-05-10 | 15,012 | $14.30 | 74,492 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-05-10 | 69,002 | $65.56 | 5,490 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2012-05-10 | 21,086 | $8.55 | 21,086 | $8.55 |
| Common Stock | Employee Stock Option | Disposition | 2012-05-10 | 18,612 | $10.70 | 18,612 | $10.70 |
| Common Stock | Employee Stock Option | Disposition | 2012-05-10 | 15,012 | $14.30 | 15,012 | $14.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-04-28 | No | 4 | M | Direct | |
| 0 | 2020-02-01 | No | 4 | M | Direct | |
| 0 | 2021-02-01 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $11.19 | 2017-10-01 | 8,560 | 8,560 | Direct | |
| Common Stock | Employee Stock Option | $11.66 | 2018-06-03 | 15,082 | 15,082 | Direct | |
| Common Stock | Employee Stock Option | $42.31 | 2022-02-01 | 5,328 | 5,328 | Direct | |
| Common Stock | Restricted Stock Grant | $42.31 | 2022-02-01 | 851 | 851 | Direct | |
| Common Stock | Restricted Stock Grant | $42.31 | 2022-02-01 | 709 | 709 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-10-01 | 8,560 | 8,560 | Direct |
| 2018-06-03 | 15,082 | 15,082 | Direct |
| 2022-02-01 | 5,328 | 5,328 | Direct |
| 2022-02-01 | 851 | 851 | Direct |
| 2022-02-01 | 709 | 709 | Direct |
Footnotes
- These options became fully vested on October 1, 2008.
- These options became fully vested on April 29, 2009.
- These options became fully vested on February 18, 2010.
- These options became fully vested on February 1, 2011.
- These options became fully vested on February 1, 2012.
- These options have one-year vesting period such that 100% of this option grant will vest on February 1, 2013.
- These restricted shares have one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2013.
- These restricted shares have one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2013.
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