Filing Details

Accession Number:
0001181431-12-029699
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-14 13:00:00
Reporting Period:
2012-05-11
Filing Date:
2012-05-14
Accepted Time:
2012-05-14 16:29:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
34563 Farmer Brothers Co FARM Miscellaneous Food Preparations & Kindred Products (2090) 950725980
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1259767 H Michael Keown 20333 S. Normandie Ave.
Torrance CA 90502
President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.00 Par Value Acquisiton 2012-05-11 14,600 $6.93 14,600 No 4 P Direct
Common Stock, $1.00 Par Value Acquisiton 2012-05-11 400 $6.95 15,000 No 4 P Direct
Common Stock, $1.00 Par Value Acquisiton 2012-05-11 25,144 $6.96 40,144 No 4 A Direct
Common Stock, $1.00 Par Value Acquisiton 2012-05-11 8,170 $6.96 48,314 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 A Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2012-05-11 70,000 $0.00 70,000 $6.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,000 2019-05-11 No 4 A Direct
Footnotes
  1. Open market purchase.
  2. Grant of restricted stock under the 2007 Omnibus Plan purusant to employment agreement dated March 9, 2012; 58% or 14,584 shares will vest on May 11, 2013, the first anniversary of the grant date and 42% or 10,560 shares will vest on May 11, 2014, the second anniversary of the grant date, subject to acceleration provisions of the employment agreement, 2007 Omnibus Plan and restricted stock agreement.
  3. Grant of restricted stock under the 2007 Omnibus Plan pursuant to employment agreement dated March 9, 2012 and letter agreement effective May 8, 2012. 8,170 shares issued on May 11, 2012 and remaining 6,830 shares to be issued pursuant to employment agreement will be issued when sufficient shares are available in the 2007 Omnibus Plan. 100% of the issued shares will vest on May 11, 2015, subject to acceleration provisions of the employment agreement, 2007 Omnibus Plan and restricted stock agreement.
  4. Grant of non-qualified stock option under the 2007 Omnibus Plan pursuant to employment agreement dated March 9, 2012; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, subject to acceleration provisions of the employment agreement, 2007 Omnibus Plan and stock option agreement.