Filing Details

Accession Number:
0001547213-12-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-18 13:00:00
Reporting Period:
2012-05-17
Filing Date:
2012-05-18
Accepted Time:
2012-05-18 16:25:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403853 Heckmann Corp HEK Oil & Gas Field Services, Nec (1389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213322 Lou Holtz C/O Heckmann Corporation
300 Cherrington Parkway, Suite 200
Coraopolis PA 15108
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Acquisiton 2012-05-17 100,000 $3.65 100,000 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 222,232 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on May 17, 2012 at prices ranging from $3.60 to $3.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
  2. Shares are owned by a revocable trust of which the reporting person and his wife are co-trustees.
  3. This number includes the receipt of 14,000 shares of Common Stock upon the vesting on Restricted Stock Units (RSUs) granted on October 20, 2011 under the Issuer's 2009 Equity Incentive Plan as annual retainer compensation for serving on the Issuer's board. Each RSU represents the contingent right, upon vesting, to receive one share of the Issuer's Common Stock. The RSUs are scheduled to vest 1/2 on first anniversary of date of grant and 1/2 on second anniversary of date of grant.