Filing Details

Accession Number:
0001209191-12-028595
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-16 13:00:00
Reporting Period:
2012-05-15
Filing Date:
2012-05-16
Accepted Time:
2012-05-16 16:35:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383729 Fusion-Io Inc. FIO Computer Storage Devices (3572) 204232255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521978 L. Lance Smith C/O Fusion-Io, Inc.
2855 E. Cottonwood Pkwy, Suite 100
Salt Lake City UT 84121
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-15 7,500 $0.36 7,500 No 4 M Direct
Common Stock Acquisiton 2012-05-15 13,333 $0.65 20,833 No 4 M Direct
Common Stock Acquisiton 2012-05-15 4,167 $1.96 25,000 No 4 M Direct
Common Stock Disposition 2012-05-15 25,000 $22.23 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Disposition 2012-05-15 7,500 $0.00 7,500 $0.36
Common Stock Employee stock option (right to buy) Disposition 2012-05-15 11,250 $0.00 11,250 $0.65
Common Stock Employee stock option (right to buy) Disposition 2012-05-15 2,083 $0.00 2,083 $0.65
Common Stock Employee stock option (right to buy) Disposition 2012-05-15 4,167 $0.00 4,167 $1.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,500 2018-06-23 No 4 M Direct
146,251 2019-06-01 No 4 M Direct
35,417 2019-09-21 No 4 M Direct
177,083 2020-09-11 No 4 M Direct
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $22.05 per share to $27.51 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. The option becomes exercisable as to 1/4th of the shares subject to the option on June 10, 2009, and 1/48th of the shares subject to the option vest on the 10th day of the month each month thereafter.
  4. The option becomes exercisable as to 1/48th of the shares subject to the option each month after June 2, 2009.
  5. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 22, 2009.
  6. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010.