Filing Details

Accession Number:
0001209191-12-028026
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-14 13:00:00
Reporting Period:
2012-05-11
Filing Date:
2012-05-14
Accepted Time:
2012-05-14 18:24:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397911 Lpl Investment Holdings Inc. LPLA Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 203717839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548544 D Joan Khoury C/O Lpl Investment Holdings Inc.
One Beacon Street, 22Nd Floor
Boston MA 02108
Md, Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-11 2,000 $32.00 2,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct