Filing Details
- Accession Number:
- 0001181431-12-022250
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-04 13:00:00
- Reporting Period:
- 2012-04-04
- Filing Date:
- 2012-04-04
- Accepted Time:
- 2012-04-04 14:09:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1417417 | Rockport Capital Partners Ii, Lp | 160 Federal Street, 18Th Floor Boston MA 02110 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-04-04 | 1,616,361 | $0.00 | 1,616,361 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2012-04-04 | 2,386,038 | $0.00 | 2,386,038 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2012-04-04 | 714,840 | $0.00 | 714,840 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2012-04-04 | 41,666 | $6.00 | 41,666 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2012-04-04 | 642,944 | $0.00 | 1,616,361 | $0.00 |
| Common Stock | Series D Convertible Preferred Stock | Disposition | 2012-04-04 | 2,386,038 | $0.00 | 2,386,038 | $0.00 |
| Common Stock | Series E Convertible Preferred Stock | Disposition | 2012-04-04 | 714,840 | $0.00 | 714,840 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The shares reflect the automatic conversion of 642,944 shares of the Issuer's Series C Preferred Stock for 1,616,361 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
- The shares reflect the automatic conversion of 2,386,038 shares of the Issuer's Series D Preferred Stock for 2,386,038 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
- reflect the automatic conversion of 714,840 shares of the Issuer's Series E Preferred Stock for 714,840 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
- The shares are held by Rockport Capital Partners II, L.P. The voting and dispositive powers are shared by the Managing Members of the General Partner of RockPort Capital Partners II, L.P. Its Managing Members, including Stoddard Wilson, a Director of the Issuer, disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
- Immediately convertible into shares of the Issuer's common stock.
- These shares have no expiration date.
Billionaire Hedge Funds
