Filing Details

Accession Number:
0001181431-12-022251
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-04-04 13:00:00
Reporting Period:
2011-11-15
Filing Date:
2012-04-04
Accepted Time:
2012-04-04 14:10:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463101 Enphase Energy Inc. ENPH Semiconductors & Related Devices (3674) 204645388
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1293780 J Jameson Mcjunkin Madrone Capital Partners
3000 Sand Hill Road, Building 1, Suite 1
Menlo Park CA 94025
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-04-04 3,280,532 $0.00 3,280,532 No 4 C Indirect See Footnote
Common Stock Disposition 2012-04-04 585,912 $0.00 585,912 No 4 C Indirect See Footnote
Common Stock Disposition 2012-04-04 446,563 $0.00 446,563 No 4 C Indirect See Footnote
Common Stock Disposition 2012-04-04 763,889 $6.00 763,889 No 4 P Indirect See Footnote
Common Stock Disposition 2011-11-15 26,382 $0.58 26,382 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series D Convertible Preferred Stock Disposition 2012-04-04 3,280,532 $0.00 3,280,532 $0.00
Common Stock Series E Convertible Preferred Stock Disposition 2012-04-04 585,912 $0.00 585,912 $0.00
Common Stock Convertible Promissory Notes Disposition 2012-04-04 446,563 $0.00 446,563 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The shares reflect the automatic conversion of 3,280,532 shares of the Issuer's Series D Preferred Stock for 3,280,532 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
  2. The shares reflect the automatic conversion of 585,912 shares of the Issuer's Series E Preferred Stock for 585,912 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
  3. The shares are directly held by Madrone Partners L.P. Affiliated individuals and the Reporting Person, a member of the Issuer's board of directors, share voting and dispositive power over shares held by Madrone Partners L.P.; however, the affiliated individuals and the Reporting Person disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
  4. Notes and accrued interest in the aggregate of $2,679,386.89 converted automatically upon the closing of the Issuer's initial public offering into shares of Common Stock at a conversion price of $6.00.
  5. Immediately convertible into shares of the Issuer's common stock.
  6. These shares have no expiration date.