Filing Details

Accession Number:
0001181431-12-022507
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-04-04 13:00:00
Reporting Period:
2012-04-04
Filing Date:
2012-04-04
Accepted Time:
2012-04-04 17:32:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463101 Enphase Energy Inc. ENPH Semiconductors & Related Devices (3674) 204645388
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435898 Kpcb Green Growth Fund Llc 2750 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1500596 Kpcb Ggf Associates, Llc 2750 Sand Hill Road
Menlo Park CA 94025
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-04-04 728,215 $6.00 959,009 No 4 P Direct
Common Stock Acquisiton 2012-04-04 1,929,944 $0.00 2,888,953 No 4 C Direct
Common Stock Acquisiton 2012-04-04 1,684,483 $0.00 4,573,436 No 4 C Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 C Direct
No 4 C Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series E Convertible Preferred Stock Disposition 2012-04-04 1,929,944 $0.00 1,929,944 $0.00
Common Stock Convertible Promissory Notes Disposition 2012-04-04 1,684,483 $0.00 1,684,483 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. The shares reflect the automatic conversion of 1,929,944 shares of the Issuer's Series E Preferred Stock for 1,929,944 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
  2. The shares and notes are directly held by KPCB Green Grown Fund, LLC ("GGF Fund"). The managing member for GGF Fund is KPCB GGF Associates, LLC ("GGF Associates"). The voting and dispositive control over the shares is shared by individual managing directors of GGF Associates, none of whom has veto power. Excludes 188,368 shares of Common Stock in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee," for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
  3. Principle and accrued interest in the aggregate of $10,106,903.75 converted automatically upon the closing of the Issuer's initial public offering into shares of Common Stock at a conversion price of $6.00 per share.
  4. Immediately convertible into shares of the Issuer's common stock.
  5. These shares have no expiration date.