Filing Details

Accession Number:
0001181431-12-022641
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-04-04 13:00:00
Reporting Period:
2012-04-02
Filing Date:
2012-04-04
Accepted Time:
2012-04-04 20:40:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1519401 Regional Management Corp. RM Personal Credit Institutions (6141) 570847115
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1307923 P L Iii Partners Equity Palladium Rockefeller Center
1270 Avenue Of The Americas, Suite 2200
New York NY 10020
Yes No Yes No
1525547 A Marcos Rodriguez Rockefeller Center
1270 Avenue Of The Americas, Suite 2200
New York NY 10020
Yes No Yes No
1525768 Palladium Equity Partners Iii, L.l.c. Rockefeller Center
1270 Avenue Of The Americas, Suite 2200
New York NY 10020
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.10 Per Share Disposition 2012-04-02 808,886 $13.95 3,686,575 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. This amount represents the $15 public offering price per share of the Issuer's common stock less the underwriting discount of $1.05 per share.
  2. These shares of common stock of the Issuer are held by Palladium Equity Partners III, L.P. The general partner of Palladium Equity Partners III, L.P. is Palladium Equity Partners III, L.L.C. Marcos A. Rodriguez is the managing member of Palladium Equity Partners III, L.L.C.