Filing Details

Accession Number:
0000908834-12-000131
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-22 13:00:00
Reporting Period:
2012-03-20
Filing Date:
2012-03-22
Accepted Time:
2012-03-22 16:05:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3197 Ceco Environmental Corp CECE Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 132566064
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531469 Lowell Benton Cook 4625 Red Bank Road
Suite 200
Cincinnati OH 45227
Interim Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-20 1,000 $1.98 1,000 No 4 M Direct
Common Stock Acquisiton 2012-03-20 2,000 $5.26 3,000 No 4 M Direct
Common Stock Disposition 2012-03-20 200 $8.41 2,800 No 4 S Direct
Common Stock Disposition 2012-03-20 100 $8.37 2,700 No 4 S Direct
Common Stock Disposition 2012-03-20 200 $8.36 2,500 No 4 S Direct
Common Stock Disposition 2012-03-20 1,500 $8.35 1,000 No 4 S Direct
Common Stock Disposition 2012-03-20 800 $8.35 200 No 4 S Direct
Common Stock Disposition 2012-03-20 75 $8.33 125 No 4 S Direct
Common Stock Disposition 2012-03-20 125 $8.32 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-03-20 2,000 $0.00 2,000 $5.26
Common Stock Employee Stock Option (right to buy) Disposition 2012-03-20 1,000 $0.00 1,000 $1.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,000 2020-04-29 No 4 M Direct
2,000 2018-12-01 No 4 M Direct
Footnotes
  1. Shares are from an option for 6,000 shares, 2,000 of which vested on April 29, 2011, and 2,000 of which vest on each of April 29, 2012 and April 29, 2013.
  2. Shares are from an option for 3,000 shares, 1,000 of which vested on December 1, 2011, and 1,000 of which vest on each of December 1, 2012 and December 1, 2013.