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Filing Details

Accession Number:: 0001225208-12-004097
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-02-14 12:00:00
Reporting Period:: 2011-09-26

Filing Date:: 2012-02-14
Accepted Time:: 2012-02-14 16:14:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720005	Raymond James Financial Inc	RJF	Security Brokers, Dealers & Flotation Companies (6211)	591517485

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1182775	A Thomas James	880 Carillon Parkway St. Petersburg FL 33716	Executive Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-01-26	43,973	$0.00	13,287,735	No	5	G	Direct
Common Stock	Acquisiton	2011-09-26	711,305	$0.00	711,305	No	4	J	Indirect	Helen James Minck Trust
Common Stock	Disposition	2012-01-26	175,893	$0.00	0	No	5	G	Indirect	Helen W. James Trust
Common Stock	Disposition	2012-02-10	200	$34.59	122,931	No	4	S	Indirect	James' Grandchildren's Trust
Common Stock	Disposition	2012-02-10	1,000	$34.58	121,931	No	4	S	Indirect	James' Grandchildren's Trust
Common Stock	Disposition	2012-02-13	1,000,000	$0.00	6,541,030	No	5	G	Indirect	Robert A. James Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	4	J	Indirect	Helen James Minck Trust
No	5	G	Indirect	Helen W. James Trust
No	4	S	Indirect	James' Grandchildren's Trust
No	4	S	Indirect	James' Grandchildren's Trust
No	5	G	Indirect	Robert A. James Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,057,017	Indirect	ESOP
Common Stock	48,087	Indirect	Spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00	2013-12-15	2013-12-15	11,908	11,908	Direct
Common Stock	Restricted Stock Units	$0.00	2014-12-15	2014-12-15	10,312	10,312	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2013-12-15	11,908	11,908	Direct
2014-12-15	10,312	10,312	Direct

Footnotes

Reporting person received shares from family annuity trust as reported on this Form 4.
The reporting person became the beneficial owner of these shares as a result of becoming the successor trustee on September 26, 2011 under the Helen James Minck Trust U/A DTD February 4, 1960, as further Amended and Restated on April 9, 2009. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
The amount of securities reflect an aggregate of four equal gifts to beneficiaries under the Trust, including the reporting person.
The reporting person is the trustee of the Trust and holds a remainder interest therein. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
The reporting person is the trustee of the Trust. These securities are held in the Trust for the benefit of the grandchildren of the reporting person's father. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The amount of securities reflect an aggregate of three gifts to the beneficiaries under the Trust.
The reporting person is the trustee of the Trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Includes number of shares acquired under ESOP through February 10, 2012.
Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.