Filing Details

Accession Number:
0001181431-11-051446
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-04 13:00:00
Reporting Period:
2011-10-01
Filing Date:
2011-10-04
Accepted Time:
2011-10-04 16:05:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1359555 Pendrell Corp PCO Radio & Tv Broadcasting & Communications Equipment (3663) 980221142
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215280 M Stuart Sloan 2300 Carillon Point
Kirkland WA 98033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-10-01 6,444 $2.25 6,444 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Acquisiton 2011-10-01 60,000 $0.00 60,000 $2.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,000 2021-10-01 No 4 A Direct
Footnotes
  1. The shares subject to this option will vest on the first anniversary of the option grant, with the effect that the shares become fully vested and exercisable after one year of service on the Board (subject to accelerated vesting in certain circumstances).
  2. Stock option to purchase 60,000 shares of the Issuer's Class A Common Stock granted on October 1, 2011, pursuant to the Issuer's Amended and Restated Board Compensation Policy for continued board service, under the 2000 Stock Incentive Plan, as Amended and Restated Effective June 15, 2007.
  3. Closing price of PCO stock on September 30, 2011 as quoted on the Nasdaq Global Market.