Filing Details

Accession Number:
0001398344-11-001707
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-03 13:00:00
Reporting Period:
2011-08-01
Filing Date:
2011-08-03
Accepted Time:
2011-08-03 16:06:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880406 Herzfeld Caribbean Basin Fund Inc CUBA () 650396889
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310710 J Thomas Herzfeld The Herzfeld Caribbean Basin Fund Inc
P O Box 161465
Maimi FL 33116
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
The Herzfeld Caribbean Basin Fund, Inc. Common Shares Acquisiton 2011-08-01 14,700 $6.78 143,052 No 4 P Direct
The Herzfeld Caribbean Basin Fund, Inc. Common Shares Acquisiton 2011-08-02 9,000 $6.74 152,052 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct