Filing Details

Accession Number:
0001104659-11-037990
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-06 13:00:00
Reporting Period:
2011-07-01
Filing Date:
2011-07-06
Accepted Time:
2011-07-06 15:29:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1167178 A123 Systems Inc. AONE Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 043583876
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472308 N Gilbert Jr. Riley C/O A123 Systems, Inc.
200 West Street
Waltham MA 02451
Cto And Vp Of Res. And Dev. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-07-01 30,000 $5.34 723,705 No 4 S Indirect By The Yusun Kim Riley Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By The Yusun Kim Riley Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 414,464 Direct
Footnotes
  1. Includes 34,838 RSUs.
  2. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.