Filing Details

Accession Number:
0001144204-11-024563
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-28 13:00:00
Reporting Period:
2011-04-26
Filing Date:
2011-04-28
Accepted Time:
2011-04-28 16:06:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397821 Duff & Phelps Corp DUF Security Brokers, Dealers & Flotation Companies (6211) 208893559
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514698 Michael Patrick Puzzuoli C/O Duff And Phelps Corporation
55 East 52Nd Street
New York NY US 10055
Executive Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2011-04-26 500 $16.00 38,014 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Open market sale pursuant to 10b5-1 trading plan adopted by Mr. Puzzuoli on March 14, 2011 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.