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Home > Insider Trading > Filing (0001127602-11-011486)

Filing Details

Accession Number:
0001127602-11-011486
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-31 13:00:00
Reporting Period:
2011-03-30
Filing Date:
2011-03-31
Accepted Time:
2011-03-31 16:36:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1301063 Alpha Natural Resources Inc. ANR Bituminous Coal & Lignite Surface Mining (1221) 421638663
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305728 J Frank Wood One Alpha Place
P. O. Box 2345
Abingdon VA 24212		 Evp, Cfo, And Treas No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-30 30,000 $7.87 151,556 No 4 M Direct
Common Stock Disposition 2011-03-30 30,000 $60.00 121,556 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Options (Right to Buy) Disposition 2011-03-30 30,000 $0.00 30,000 $7.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
80,079 2014-08-10 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2011.
  2. Represents the weighted average sales price for all sales reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $60.00 to $60.12. Upon request, the reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
  3. Balance reflects adjustment related to over-reporting of 5 shares on reporting person's Form 4 filed on August 4, 2009; the adjustment relates to a rounding discrepancy in connection with the 1.084 exchange ratio pursuant to the Agreement and Plan of Merger between Alpha Natural Resources, In. and Foundation Coal Holdings Inc. dated May 11, 2009 (renamed Alpha Natural Resources, Inc.)
  4. Price reflects adjustment for 1.084 exchange ratio pursuant to the Agreement and Plan of Merger between Alpha Natural Resources, Inc. and Foundation Coal Holdings, Inc. dated May 11, 2009 (renamed Alpha Natural Resources, Inc.)
  5. The 287,335 shares of common stock originally subject to this option were set tol vest on August 10, 2012. Upon the achievement of certain annual performance targets, the options were subject to partial accelerated vesting. The Compensation approved the vesting of 10 percent of the options effective December 31, 2004, 20 percent effective December 31, 2005, 15 percent effective December 31, 2006, 20 percent effective December 31, 2007, 5 percent effective February 11, 2008, 15 percent effective February 20, 2009, and 5 percent effective July 31, 2009.