Filing Details
- Accession Number:
- 0001167503-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 13:00:00
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 16:31:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167503 | Maurice Marciano | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-04-01 | 200,000 | $40.50 | 2,000,000 | No | 4 | S | Indirect | by MNM, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by MNM, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 51,250 | Direct | |
| Common Stock | 11,993,571 | Indirect | by MM Trust |
| Common Stock | 1,164,971 | Indirect | by MFH IV, LLC |
| Common Stock | 70 | Indirect | by trust |
Footnotes
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $40.50 to $40.52. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- Shares are held by MNM Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting persons and his children.
- Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
- Securities are held by the Maurice Marciano Trust (2005 Restatement), a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
- Shares are held by Marciano Financial Holdings IV, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children.
- Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano, of which the reporting person is the sole trustee.
Billionaire Hedge Funds
