Filing Details

Accession Number:
0000808450-11-000031
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-07 13:00:00
Reporting Period:
2011-04-05
Filing Date:
2011-04-07
Accepted Time:
2011-04-07 17:27:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808450 Navistar International Corp NAV Motor Vehicles & Passenger Car Bodies (3711) 363359573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181333 C Daniel Ustian Navistar International Corporation
4201 Winfield Road
Warrenville IL 60555
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-05 55,469 $49.84 200,084 No 4 M Direct
Common Stock Disposition 2011-04-05 55,469 $69.59 144,615 No 4 S Direct
Common Stock Acquisiton 2011-04-05 58,100 $23.97 202,715 No 4 M Direct
Common Stock Disposition 2011-04-05 35,746 $69.91 166,969 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-05 2,248 $0.00 2,248 $49.84
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-05 44,139 $0.00 44,139 $49.84
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-05 9,082 $0.00 9,082 $49.84
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-05 58,100 $0.00 58,100 $23.97
Common Stock Employee Stock Option (right to buy) Acquisiton 2011-04-05 35,746 $0.00 35,746 $69.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-10-14 2011-12-11 No 4 M Direct
0 2010-10-14 2011-12-12 No 4 M Direct
0 2010-10-14 2011-12-12 No 4 M Direct
0 2013-02-20 No 4 M Direct
35,746 2011-10-05 2013-02-20 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,910 Indirect By Navistar 401(k) Savings Plan
Premium Share Units 11,910 Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $69.78, inclusive. The reporting person undertakes to provide Navistar International Corporation, any secuirty holder of Navistar International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
  3. The Option became exercisable as to 19,367 shares on 2/19/2004; as to 19,366 shares on 2/19/2005; and as to 19,367 shares on 2/19/2006.