Filing Details
- Accession Number:
- 0000903771-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-10 12:00:00
- Reporting Period:
- 2011-03-08
- Filing Date:
- 2011-03-10
- Accepted Time:
- 2011-03-10 12:47:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 840264 | Capitol Bancorp Ltd | CBC | National Commercial Banks (6021) | 382761672 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 903771 | D Joseph Reid | 200 N. Washington Square Lansing MI 48933 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-08 | 10,000 | $0.16 | 737,280 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2011-03-09 | 40,000 | $0.17 | 777,280 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 24,743 | Indirect | 401k |
| Common Stock | 120,573 | Indirect | IRA |
| Common Stock | 37,744 | Indirect | Wife/IRA |
| Common Stock | 5,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $16.40 | 2001-07-09 | 2011-07-09 | 66,879 | 66,879 | Direct |
| Common Stock | Option (right to buy) | $25.27 | 2004-05-25 | 2011-05-25 | 60,000 | 60,000 | Direct |
| Common Stock | Option (right to buy) | $25.86 | 2004-08-05 | 2011-08-05 | 30,000 | 30,000 | Direct |
| Common Stock | Option (right to buy) | $34.31 | 2005-06-01 | 2012-01-10 | 30,000 | 30,000 | Direct |
| Common Stock | Option (right to buy) | $31.86 | 2005-05-05 | 2012-05-05 | 30,000 | 30,000 | Direct |
| Common Stock | Option (right to buy) | $32.03 | 2005-06-29 | 2012-06-29 | 270,000 | 270,000 | Direct |
| Common Stock | Option (right to buy) | $37.48 | 2005-12-30 | 2012-12-30 | 258,000 | 258,000 | Direct |
| Common Stock | Option (right to buy) | $22.46 | 2008-08-01 | 2014-08-01 | 50,000 | 50,000 | Direct |
| Common Stock | Option (right to buy) | $22.46 | 2009-08-01 | 2014-08-01 | 50,000 | 50,000 | Direct |
| Common Stock | Option (right to buy) | $22.46 | 2010-08-01 | 2014-08-01 | 50,000 | 50,000 | Direct |
| Common Stock | Options (right to buy) | $2.01 | 2009-11-16 | 2014-11-16 | 71,428 | 71,428 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-07-09 | 66,879 | 66,879 | Direct |
| 2011-05-25 | 60,000 | 60,000 | Direct |
| 2011-08-05 | 30,000 | 30,000 | Direct |
| 2012-01-10 | 30,000 | 30,000 | Direct |
| 2012-05-05 | 30,000 | 30,000 | Direct |
| 2012-06-29 | 270,000 | 270,000 | Direct |
| 2012-12-30 | 258,000 | 258,000 | Direct |
| 2014-08-01 | 50,000 | 50,000 | Direct |
| 2014-08-01 | 50,000 | 50,000 | Direct |
| 2014-08-01 | 50,000 | 50,000 | Direct |
| 2014-11-16 | 71,428 | 71,428 | Direct |
Footnotes
- The options have exercisable dates between 7/9/2001 to 2/15/2002, and expiration dates of 7/9/2011 to 3/15/2012.
Billionaire Hedge Funds
