Filing Details
- Accession Number:
- 0001181431-11-016940
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-09 12:00:00
- Reporting Period:
- 2011-03-07
- Filing Date:
- 2011-03-09
- Accepted Time:
- 2011-03-09 21:02:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489631 | David Morse | C/O Faro Technologies Inc. 250 Technology Park Lake Mary FL 32746 | Svp, Americas Region | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-07 | 8,740 | $24.36 | 12,888 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-07 | 8,740 | $37.00 | 4,148 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-08 | 1,150 | $22.28 | 5,298 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-08 | 1,150 | $37.00 | 4,148 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-07 | 8,740 | $0.00 | 8,740 | $24.36 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-08 | 1,150 | $0.00 | 1,150 | $22.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,370 | 2017-03-05 | No | 4 | M | Direct | |
| 0 | 2015-08-12 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average sale price. The range of prices for such transaction is $37.00 to $37.04. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The option became vested in three equal annual installments on each of 03/05/08, 03/05/09, and 03/05/10.
- The option became vested in three equal annual installments on each of 08/12/06, 08/12/07, and 08/12/08.
Billionaire Hedge Funds
