Filing Details

Accession Number:
0001140361-11-012674
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-28 12:00:00
Reporting Period:
2011-02-25
Filing Date:
2011-02-28
Accepted Time:
2011-02-28 16:43:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122342 Alliance Fiber Optic Products Inc AFOP Semiconductors & Related Devices (3674) 770554122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1135030 James Yeh 275 Gibraltar Drive
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-25 1,560 $13.41 440 No 4 S Direct
Common Stock Disposition 2011-02-25 440 $13.41 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to buy) Acquisiton 2011-02-25 2,000 $7.80 2,000 $7.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,000 2003-11-18 2013-12-29 No 4 M Direct
Footnotes
  1. The total 2,000 shares of common stock were granted on December 29, 2003. The option vests as to one thirty-sixth of the shares on October 18, 2003 and an additional one thirty-sixth of the shares vest on the first day of each full month thereafter.
  2. Share amounts and exercise price reflect a 1-for-5 reverse split of the common stock effected on August 27, 2010