Filing Details

Accession Number:
0001209191-11-017099
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-03-10 12:00:00
Reporting Period:
2011-03-04
Filing Date:
2011-03-10
Accepted Time:
2011-03-10 16:35:36
Original Submission Date:
2011-03-08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1305294 Qlik Technologies Inc QLIK Services-Prepackaged Software (7372) 201643718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1496307 Douglas Laird C/O Qlik Technologies Inc.,
150 N. Radnor Chester Road
Radnor PA 19087
Vp Of Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-04 68,096 $1.65 68,096 No 4 M Direct
Common Stock Disposition 2011-03-04 36,700 $22.98 31,396 No 4 S Direct
Common Stock Disposition 2011-03-04 31,396 $23.83 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-03-04 68,096 $0.00 68,096 $1.65
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-03-07 21,904 $0.00 21,904 $1.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
231,904 2018-12-30 No 4 M Direct
210,000 2018-12-30 No 4 M Direct
Footnotes
  1. This form is filed to amend a Form 4 originally filed on March 8, 2011 by the Reporting Person to correct the number of securities beneficially owned, acquired and disposed of and the weighted average price of such disposed securities.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.45 to $23.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $24.42, inclusive.
  4. Exercisable with respect to 1/4 of the shares of stock which are subject to this option on December 30, 2009 (the "Initial Vesting Date"), provided Reporting Person remains continously employed by the Issuer through the Initial Vesting Date; and 3/4 of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.