Filing Details

Accession Number:
0001209191-11-016421
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-08 12:00:00
Reporting Period:
2011-03-07
Filing Date:
2011-03-08
Accepted Time:
2011-03-08 20:02:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043000 Capital Senior Living Corp CSU Services-Nursing & Personal Care Facilities (8050) 752678809
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257152 R David Brickman 14160 Dallas Parkway
Suite 300
Dallas TX 75254
Vp General Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-07 24,000 $1.80 83,900 No 4 M Direct
Common Stock Disposition 2011-03-07 24,000 $9.48 59,900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Option (right to purchase) Acquisiton 2011-03-07 24,000 $0.00 24,000 $1.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-09-21 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan, which terminated upon the exercise of the stock options and the sale of the underlying shares. As indicated in the above table, the options were scheduled to expire on September 21, 2011 if not exercised prior to such date.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.31 to $9.61, inclusive. The reporting person undertakes to provide Capital Senior Living Corporation, any stockholder of Capital Senior Living Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The options vested in three installments of 33%, 33% and 34% on September 21, 2002, September 21, 2003, and September 21, 2004, respectively.
  4. Granted on September 21, 2001 pursuant to the Capital Senior Living Corporation 1997 Omnibus Stock Incentive Plan.