Filing Details
- Accession Number:
- 0001209191-11-017108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-10 12:00:00
- Reporting Period:
- 2011-03-08
- Filing Date:
- 2011-03-10
- Accepted Time:
- 2011-03-10 16:41:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1267097 | Trw Automotive Holdings Corp | TRW | Motor Vehicle Parts & Accessories (3714) | 810597059 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275522 | Steven Lunn | 12001 Tech Center Drive Livonia MI 48150 | Executive V.p. & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-08 | 96,000 | $30.00 | 303,957 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-08 | 4,000 | $30.00 | 307,957 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-08 | 10,000 | $30.00 | 317,957 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-08 | 110,000 | $58.29 | 207,957 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-09 | 28,667 | $24.38 | 236,624 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-09 | 28,667 | $2.70 | 265,291 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-09 | 84,257 | $58.03 | 181,034 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-10 | 20,500 | $30.54 | 201,534 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-10 | 20,500 | $56.77 | 181,034 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-08 | 96,000 | $0.00 | 96,000 | $30.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-08 | 4,000 | $0.00 | 4,000 | $30.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-08 | 10,000 | $0.00 | 10,000 | $30.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-09 | 28,667 | $0.00 | 28,667 | $24.38 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-09 | 28,667 | $0.00 | 28,667 | $2.70 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-10 | 20,500 | $0.00 | 20,500 | $30.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-28 | No | 4 | M | Direct | |
| 0 | 2013-04-29 | No | 4 | M | Direct | |
| 0 | 2013-12-01 | No | 4 | M | Direct | |
| 0 | 2016-02-26 | No | 4 | M | Direct | |
| 28,667 | 2017-02-26 | No | 4 | M | Direct | |
| 58,500 | 2015-02-27 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.05 to $58.75, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.41, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.75 to $56.90, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The option vested and became exercisable in five equal installments on February 28, 2004, 2005, 2006, 2007 and 2008.
- The option vested and became exercisable in five equal installments on April 29, 2004, 2005, 2006, 2007 and 2008.
- The option vested and became exercisable in five equal installments on December 1, 2004, 2005, 2006, 2007 and 2008.
- The option vested and became exercisable in three equal installments on February 26, 2009, 2010 and 2011.
- The option vests and becomes exercisable in three equal installments on February 26, 2010, 2011 and 2012; the portion of the option that was exercised in the transaction reported vested and became exercisable on February 26, 2011.
- The option vested and became exercisable in three equal installments on February 27, 2008, 2009 and 2010.
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