Filing Details

Accession Number:
0001428867-11-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-15 13:00:00
Reporting Period:
2011-03-11
Filing Date:
2011-03-15
Accepted Time:
2011-03-15 15:10:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083318 Interactive Intelligence Inc ININ Services-Prepackaged Software (7372) 351933097
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1428867 Iii J. William Gildea 7601 Interactive Way
Indianapolis IN 46278
Vp, Business Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-11 8,000 $14.37 9,145 No 4 M Direct
Common Stock Disposition 2011-03-11 8,000 $35.06 1,145 No 4 S Direct
Common Stock Acquisiton 2011-03-14 750 $14.37 1,895 No 4 M Direct
Common Stock Acquisiton 2011-03-14 908 $12.00 2,803 No 4 M Direct
Common Stock Acquisiton 2011-03-14 3,126 $7.14 5,929 No 4 M Direct
Common Stock Acquisiton 2011-03-14 5,216 $6.66 11,145 No 4 M Direct
Common Stock Disposition 2011-03-14 10,000 $34.62 1,145 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2011-03-11 8,000 $0.00 8,000 $14.37
Common Stock Stock Option (right to buy) Disposition 2011-03-14 750 $0.00 750 $14.37
Common Stock Stock Option (right to buy) Disposition 2011-03-14 908 $0.00 908 $12.00
Common Stock Stock Option (right to buy) Disposition 2011-03-14 3,126 $0.00 3,126 $7.14
Common Stock Stock Option (right to buy) Disposition 2011-03-14 5,216 $0.00 5,216 $6.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,000 2014-03-04 No 4 M Direct
6,250 2014-03-04 No 4 M Direct
907 2014-04-25 No 4 M Direct
3,124 2014-10-24 No 4 M Direct
9,784 2015-01-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,500 Indirect Indirect by Wife
Footnotes
  1. Represents the sale of 8,000 shares in 66 separate transactions, ranging in price from $35.00 to $35.14 per share, resulting in a weighted average sale price per share of $35.060461. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
  2. Represents the sale of 10,000 shares in 93 separate transactions, ranging in price from $34.5 to $35.01 per share, resulting in a weighted average sale price per share of $34.618155. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
  3. 6,250 shares became exercisable on each of 3/4/09, 3/4/10 and 3/4/11 and 6,250 shares will become exercisable on 3/4/12.
  4. 454 shares became exercisable on 4/25/09 and 4/25/10. 454 shares will become exercisable on 4/25/11 and 453 shares will become exercisable on 4/25/12.
  5. 1,563 shares became exercisable on 10/24/09 and 10/24/10. 1,562 shares will become exercisable on 10/24/11 and 10/24/12.
  6. 3,750 shares became exercisable on 1/12/10 and 1/12/11. 3,750 shares will become exercisable on 1/12/12 and 1/12/13.
  7. Option grant - #8 blank