Filing Details
- Accession Number:
- 0001123292-11-000215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-09 12:00:00
- Reporting Period:
- 2011-03-07
- Filing Date:
- 2011-03-09
- Accepted Time:
- 2011-03-09 16:11:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1157647 | Westfield Financial Inc | WFD | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1269435 | J Deborah Mccarthy | C/O Westfield Financial, Inc. 141 Elm Street Westfield MA 01085 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | Acquisiton | 2011-03-07 | 7,823 | $4.39 | 40,699 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value Per Share | Disposition | 2011-03-08 | 7,823 | $8.93 | 32,876 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-07 | 7,823 | $0.00 | 7,823 | $4.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,707 | 2012-07-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | 1,061 | Indirect | By 401(k) Plan |
| Common Stock, $0.01 Par Value Per Share | 492 | Indirect | As Custodian (UGMA) |
| Common Stock, $0.01 Par Value Per Share | 10,272 | Indirect | By ESOP |
Footnotes
- Increase reflects acquisitions since the reporting person's last filed Form 4.
- Reflects ESOP account balance as of December 31, 2009.
- All options are currently exercisable.
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