Filing Details

Accession Number:
0001140361-11-011931
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-24 12:00:00
Reporting Period:
2011-02-22
Filing Date:
2011-02-24
Accepted Time:
2011-02-24 16:35:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912093 Jds Uniphase Corp JDSU Semiconductors & Related Devices (3674) 942579683
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1317933 David Vellequette C/O Jds Uniphase Corporation
430 N Mccarthy Boulevard
Milpitas CA 95035
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-22 40,833 $3.56 92,862 No 4 M Direct
Common Stock Acquisiton 2011-02-22 52,500 $3.56 145,362 No 4 M Direct
Common Stock Disposition 2011-02-22 82,633 $24.73 62,729 No 4 S Direct
Common Stock Disposition 2011-02-22 10,700 $25.42 52,029 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (right to buy) Disposition 2011-02-22 40,833 $0.00 40,833 $3.56
Common Stock Non-qualified Stock Option (right to buy) Disposition 2011-02-22 52,500 $0.00 52,500 $3.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,834 2011-02-15 2017-02-15 No 4 M Direct
52,500 2011-02-15 2017-02-15 No 4 M Direct
Footnotes
  1. Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.
  2. Shares sold pursuant to a Rule 10b5-1 Stock Trading Plan.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.08 to $25.08, inclusive. The reporting person undertakes to provide to Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.09 to $25.68, inclusive. The reporting person undertakes to provide to Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.