Filing Details
- Accession Number:
- 0001140361-11-015210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-08 12:00:00
- Reporting Period:
- 2011-03-04
- Filing Date:
- 2011-03-08
- Accepted Time:
- 2011-03-08 18:29:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893538 | Sm Energy Co | SM | Crude Petroleum & Natural Gas (1311) | 410518430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1442995 | A. Dennis Zubieta | 1775 Sherman Street Suite 1200 Denver CO 80203 | Vp-Engineering & Evaluation | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-04 | 2,300 | $11.95 | 16,388 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Disposition | 2011-03-04 | 2,300 | $73.05 | 14,088 | No | 4 | S | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-07 | 888 | $11.95 | 14,976 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-07 | 3,186 | $12.53 | 18,162 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-07 | 3,188 | $12.50 | 21,350 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Disposition | 2011-03-07 | 7,262 | $73.05 | 14,088 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-04 | 2,300 | $0.00 | 2,300 | $11.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-07 | 888 | $0.00 | 888 | $11.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-07 | 3,186 | $0.00 | 3,186 | $12.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-07 | 3,188 | $0.00 | 3,188 | $12.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 888 | 2012-09-30 | No | 4 | M | Direct | |
| 0 | 2012-09-30 | No | 4 | M | Direct | |
| 0 | 2013-03-31 | No | 4 | M | Direct | |
| 0 | 2012-12-31 | No | 4 | M | Direct |
Footnotes
- The stock option vested in four equal installments on September 30, 2002, 2003, 2004 and 2005.
- The stock option vested as follows: 797 shares on March 31, 2003, 797 shares on September 30, 2003, and 796 shares on September 30, 2004 and 2005.
- The stock option vested as follows: 797 shares on December 31, 2002, 797 shares on September 30, 2003, 2004 and 2005.
Billionaire Hedge Funds
