Filing Details
- Accession Number:
- 0001275972-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 12:00:00
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 14:04:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30554 | Dupont E I De Nemours & Co | DD | Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) | 510014090 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275972 | C James Borel | 1007 Market Street D-9000 Wilmington DE 19898 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-10 | 7,000 | $42.50 | 168,414 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-10 | 7,000 | $54.00 | 161,414 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-10 | 5,000 | $37.75 | 166,414 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-10 | 5,000 | $54.00 | 161,414 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-10 | 12,000 | $39.31 | 173,414 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-10 | 12,000 | $54.00 | 161,414 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-10 | 5,660 | $53.95 | 155,754 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-11 | 1,835 | $51.74 | 153,919 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-02-11 | 2,412 | $54.21 | 151,507 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy NQOs) | Disposition | 2011-02-10 | 7,000 | $0.00 | 7,000 | $42.50 |
| Common Stock | Employee Stock Option (right to buy NQOs) | Disposition | 2011-02-10 | 5,000 | $0.00 | 5,000 | $37.75 |
| Common Stock | Employee Stock Option (right to buy NQOs) | Disposition | 2011-02-10 | 12,000 | $0.00 | 12,000 | $39.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,648 | 2003-02-06 | 2012-02-05 | No | 4 | M | Direct |
| 14,651 | 2004-02-05 | 2013-02-04 | No | 4 | M | Direct |
| 25,500 | 2007-02-01 | 2012-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,209 | Indirect | DuPont Retirement Savings Plan |
| Common Stock | 587 | Indirect | DuPont Retirement Savings Restoration Plan |
Footnotes
- The acquisitions and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2011.
- Includes direct ownership, unvested RSUs and vested deferred stock units.
- Taxes withheld on lapsed RSUs and associated dividend equivalents.
- The dispositions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2011.
- Options became exercisable in three equal annual installments beginning on the first anniversary of the grant.
Billionaire Hedge Funds
