Filing Details
- Accession Number:
- 0001205754-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 12:00:00
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 15:59:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 840264 | Capitol Bancorp Ltd | CBC | National Commercial Banks (6021) | 382761672 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205754 | Nicholas H Genova | C/O Washtenaw News Co., Inc. 1935 S. Industrial Hwy Ann Arbor MI 48104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-10 | 50,350 | $0.00 | 54,150 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-02-10 | 50,000 | $0.00 | 51,030 | No | 4 | P | Indirect | IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,345 | Direct | |
| Common Stock | 1,346 | Indirect | Wife's IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $34.84 | 2005-06-01 | 2012-01-01 | 915 | 915 | Direct |
| Common Stock | Option (right to buy) | $37.48 | 2005-12-30 | 2012-12-30 | 1,311 | 1,311 | Direct |
| Common Stock | Option (right to buy) | $46.20 | 2007-12-31 | 2014-01-01 | 1,040 | 1,040 | Direct |
| Common Stock | Option (right to buy) | $20.12 | 2008-12-31 | 2015-01-01 | 3,080 | 3,080 | Direct |
| Common Stock | Option (right to buy) | $6.04 | 2009-12-31 | 2016-02-05 | 4,345 | 4,345 | Direct |
| Common Stock | Option (right to buy) | $1.96 | 2010-01-04 | 2017-01-01 | 11,538 | 11,538 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-01-01 | 915 | 915 | Direct |
| 2012-12-30 | 1,311 | 1,311 | Direct |
| 2014-01-01 | 1,040 | 1,040 | Direct |
| 2015-01-01 | 3,080 | 3,080 | Direct |
| 2016-02-05 | 4,345 | 4,345 | Direct |
| 2017-01-01 | 11,538 | 11,538 | Direct |
Footnotes
- The reporting person disposed of trust-preferred securities in exchange for shares of common stock in an issuer exchange offer. For each $10 liquidation value of trust-preferred securities tendered in the exchange, 10 shares of common stock were received.
Billionaire Hedge Funds
