Filing Details
- Accession Number:
- 0001181431-11-007302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-03 12:00:00
- Reporting Period:
- 2011-01-31
- Filing Date:
- 2011-02-03
- Accepted Time:
- 2011-02-03 20:29:14
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496686 | E Jeffrey Williams | 1 Infinite Loop Cupertino CA 95014 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock (Espp) | Acquisiton | 2011-01-31 | 95 | $222.57 | 62,183 | No | 5 | A | Direct | |
Common Stock | Acquisiton | 2011-02-01 | 2,000 | $46.57 | 64,183 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-01 | 2,000 | $342.05 | 62,183 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-01 | 1,700 | $342.73 | 60,483 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-01 | 6,145 | $344.16 | 54,338 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-01 | 14,655 | $345.10 | 39,683 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2011-02-01 | 2,000 | $0.00 | 2,000 | $46.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
38,000 | 2012-08-30 | No | 4 | M | Direct |
Footnotes
- The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 2, 2010 through January 31, 2011. This transaction is also exempt under Rule 16b-3(c).
- In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 2, 2010.
- These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2010.
- This transaction was executed in multiple trades at prices ranging from $341.49 to $342.46; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- This transaction was executed in multiple trades at prices ranging from $342.495 to $343.40; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- This transaction was executed in multiple trades at prices ranging from $343.60 to $344.56; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- This transaction was executed in multiple trades at prices ranging from $344.64 to $345.53; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- This option was granted on August 30, 2005 and vested in 16 quarterly installments over the four-year period after the date on grant.