Filing Details

Accession Number:
0001181431-11-009270
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-10 12:00:00
Reporting Period:
2011-02-03
Filing Date:
2011-02-10
Accepted Time:
2011-02-10 21:45:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1066551 Sun River Energy Inc SNRV Crude Petroleum & Natural Gas (1311) 841491159
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498072 Cicerone Corporate Development, Llc 1224 N. Hwy 377
Suite 303, Pmb 56
Roanoke TX 76262
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-03 42,000 $4.12 1,234,729 No 4 S Direct
Common Stock Acquisiton 2011-02-08 20,000 $0.00 1,254,729 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to Purchase Common Stock Acquisiton 2011-02-08 20,000 $0.00 20,000 $4.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2011-01-31 2013-01-31 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Purchase) $1.50 2010-08-03 2012-08-03 3,026,961 3,026,961 Direct
Common Stock Stock Option (Right to Purchase) $1.00 2010-09-21 2012-09-21 2,901,666 2,901,666 Direct
Common Stock Warrant to Purchase Common Stock $2.79 2010-12-31 2012-12-31 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $2.22 2010-11-30 2012-11-30 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $2.05 2010-10-29 2012-10-29 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $1.80 2010-09-30 2012-09-30 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $1.56 2010-08-31 2012-08-31 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $1.51 2010-07-31 2012-07-31 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $1.65 2010-06-30 2012-06-30 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $1.45 2010-05-31 2012-05-31 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $1.65 2010-04-30 2012-04-30 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $2.05 2010-03-31 2012-03-31 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $1.54 2010-02-28 2012-02-28 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $1.60 2010-01-31 2012-01-31 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $1.70 2009-12-31 2011-12-31 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $1.70 2009-11-30 2011-11-30 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $1.95 2009-10-31 2011-10-31 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $2.73 2009-09-30 2011-09-30 20,000 20,000 Direct
Common Stock Warrant to Purchase Common Stock $2.06 2009-08-31 2011-08-31 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-08-03 3,026,961 3,026,961 Direct
2012-09-21 2,901,666 2,901,666 Direct
2012-12-31 20,000 20,000 Direct
2012-11-30 20,000 20,000 Direct
2012-10-29 20,000 20,000 Direct
2012-09-30 20,000 20,000 Direct
2012-08-31 20,000 20,000 Direct
2012-07-31 20,000 20,000 Direct
2012-06-30 20,000 20,000 Direct
2012-05-31 20,000 20,000 Direct
2012-04-30 20,000 20,000 Direct
2012-03-31 20,000 20,000 Direct
2012-02-28 20,000 20,000 Direct
2012-01-31 20,000 20,000 Direct
2011-12-31 20,000 20,000 Direct
2011-11-30 20,000 20,000 Direct
2011-10-31 20,000 20,000 Direct
2011-09-30 20,000 20,000 Direct
2011-08-31 20,000 20,000 Direct
Footnotes
  1. Shares issued as compensation under a Consulting Agreement by and between the Issuer and the Reporting Person.
  2. Represents shares purchasable upon exercise of an option dated August 3, 2010 granted to the Reporting Person by Robert Doak.
  3. Represents shares purchasable upon exercise of an option dated as of September 21, 2010 granted to the Reporting Person by New Mexico Energy, LLC, pursuant to which the Reporting Person has the right to purchase (i) 1,000,000 shares of common stock at an exercise price of $1.00 per share; (ii) 1,000,000 shares of common stock at an exercise price of $2.00 per share; and (iii) 941,666 shares of common stock at an exercise price of $1.50 per share.