Filing Details

Accession Number:
0001225208-11-005161
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-09 12:00:00
Reporting Period:
2011-02-07
Filing Date:
2011-02-09
Accepted Time:
2011-02-09 16:23:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29915 Dow Chemical Co DOW Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 381285128
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1308007 J Charles Kalil 2030 Dow Center
Midland MI 48674
Exec Vp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2011-02-07 102,976 $9.53 321,778 No 4 M Direct
Common Acquisiton 2011-02-07 5,000 $33.94 326,778 No 4 M Direct
Common Disposition 2011-02-07 135 $36.94 326,643 No 4 F Direct
Common Disposition 2011-02-07 4,594 $36.94 322,049 No 4 F Direct
Common Disposition 2011-02-07 26,567 $36.94 295,482 No 4 F Direct
Common Disposition 2011-02-07 28,566 $36.94 266,916 No 4 F Direct
Common Disposition 2011-02-07 47,843 $37.72 219,073 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Non-Qualified Stock Option (right to buy) Disposition 2011-02-07 102,976 $0.00 102,976 $9.53
Common Non-Qualified Stock Option (right to buy) Disposition 2011-02-07 5,000 $0.00 5,000 $33.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
205,954 2019-02-13 No 4 M Direct
0 2011-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 338 Indirect By 401(k) Plan
Common 1,137 Indirect By 401(k) Plan ESOP
Footnotes
  1. Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.
  2. The number of shares are aggregated for sales occuring within a $1.00 price range on the same date. The price represents the weighted average sale price for all aggregated transactions. The actual prices ranged from $$37.65 to $37.78. Full information regarding the aggregated transactions will be made available upon request.
  3. Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.
  4. The options vest in three equal annual installments beginning on February 13, 2010.
  5. The options vest in three equal annual installments beginning on March 2, 2002.