Filing Details
- Accession Number:
- 0001209191-11-008511
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-10 12:00:00
- Reporting Period:
- 2011-02-09
- Filing Date:
- 2011-02-10
- Accepted Time:
- 2011-02-10 17:09:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31277 | Eaton Corp | ETN | Misc Industrial & Commercial Machinery & Equipment (3590) | 340196300 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188585 | M Alexander Cutler | Eaton Center 1111 Superior Ave. Cleveland OH 44114 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2011-02-09 | 239,114 | $34.65 | 494,490 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2011-02-09 | 187,478 | $110.09 | 307,012 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2011-02-09 | 51,636 | $110.61 | 255,376 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option | Disposition | 2011-02-09 | 239,114 | $0.00 | 239,114 | $34.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,886 | 2004-02-25 | 2013-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 17,878 | Indirect | by trustee of ESP |
| Common Shares | 1,000 | Indirect | by son |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $109.50 - $110.49. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $110.5 - $110.851. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- These shares are held in the Eaton Savings Plan.
Billionaire Hedge Funds
