Filing Details

Accession Number:
0001181431-11-007118
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-03 12:00:00
Reporting Period:
2011-02-01
Filing Date:
2011-02-03
Accepted Time:
2011-02-03 17:14:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912365 Evergreen Energy Inc EEE Bituminous Coal & Lignite Surface Mining (1221) 841079971
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1467092 B Richard Perl 1225 17Th Street
Suite 1300
Denver CO 80202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-01 3,846 $2.60 38,258 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (Right to Buy) Acquisiton 2011-02-01 3,752 $2.60 3,752 $2.60
Common Stock Warrant (Right to Buy) Acquisiton 2011-02-01 1,876 $2.73 1,876 $2.73
Common Stock Warrant (Right to Buy) Acquisiton 2011-02-01 1,876 $2.80 1,876 $2.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,752 2011-08-01 2014-08-01 No 4 P Direct
5,628 2011-08-01 2014-08-01 No 4 P Direct
7,504 2011-08-01 2014-08-01 No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $0.00 0 4,496 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 4,496 Direct
Footnotes
  1. Not applicable - report of holdings only.